Certain early cases suggested broad
congressional powers, 10 but the Civil Rights Cases 11 of 1883 began a
process, culminating in Hodges v. United States, 12 which substantially
curtailed these powers. In the former decision, the Court held
unconstitutional an 1875 law 13 guaranteeing equality of access to public
accommodations. Referring to the Thirteenth Amendment, the Court conceded
that ‘‘legislation may be necessary and proper to meet all the various cases
and circumstances to be affected by it, and to prescribe proper modes of
redress for its violation in letter or spirit.
And such legislation may be primary and
direct in its character; for the amendment is not a mere prohibition of State
laws establishing or upholding slavery, but an absolute declaration that
slavery or involuntary servitude shall not exist in any part of the United
States.’’ Appropriate legislation under the Amendment, the Court continued,
could go beyond nullifying state laws establishing or upholding slavery,
because the Amendment ‘‘has a reflex character also, establishing and
decreeing universal civil and political freedom throughout the United
States,’’ and thereby empowering Congress ‘‘to pass all laws necessary and
proper for abolishing all badges and incidents of slavery in the United
States.’’
14 These badges and incidents as perceived
by the Court, however, were those which Congress had in its 1866 legislation
15 sought ‘‘to secure to all citizens of every race and color, and without
regard to previous servitude, those fundamental rights which are the essence
of civil freedom, namely the same right to make and enforce contracts, to
sue, be parties, give evidence, and to inherit, purchase, lease, sell and
convey property, as is enjoyed by white citizens.’’
16
But the Court could not see that the refusal of accommodations at an inn or a
place of public amusement, without any sanction or support from any state
law, could inflict upon such person any manner of servitude or form of
slavery, as those terms were commonly understood. ‘ ‘It would be running the
slavery argument into the ground to make it apply to every act of
discrimination which a person may see fit to make. . . .’’ 17 Then in Hodges
v. United States, 18 the Court set aside the convictions of three men for
conspiring to drive several African Americans from their employment in a
lumber mill.
The Thirteenth Amendment operated to abolish, and to authorize
Congress to legislate to enforce abolition of, conditions of enforced
compulsory service of one to another, and no attempt to analogize a private
impairment of freedom to a disability of slavery would suffice to give the
Federal Government jurisdiction over what was constitutionally a matter of
state remedial law. Hodges was overruled by the Court in a far-reaching
decision in which it concluded that the 1866 congressional enactment,
19 far
from simply conferring on all persons the capacity to buy and sell property,
also prohibited private denials of the right through refusals to deal, 20 and
that this statute was fully supportable by the Thirteenth Amendment. ‘‘Surely
Congress has the power under the
Louis Charles
Hamilton, II v Donald John Trump Sr. 45th President 115
Thirteenth Amendment rationally to determine what
are the badges and the incidents of slavery, and the authority to translate
that determination into effective legislation. Nor can we say that the
determination Congress has made is an irrational one. . . . Just as the Black
Codes, enacted after the Civil War to restrict the free exercise of those
rights, were substitutes for the slave system, so the exclusion of Negroes
from white communities became a substitute for the Black Codes.
And
when racial discrimination herds men into ghettos and makes their ability to
buy property turn on the color of their skin, then it too is a relic of
slavery. . . . At the very least, the freedom that Congress is empowered to
secure under the Thirteenth Amendment includes the freedom to buy whatever a
white man can buy, the right to live wherever a white man can live. If
Congress cannot say that being a free man means at least this much, then the
Thirteenth Amendment made a promise the Nation cannot keep.’’ 21The
Thirteenth Amendment, then, could provide the constitutional support for the
various congressional enactments against private racial discrimination which
Congress had previously based on the commerce clause.
22 Because the 1866 Act contains none of the
limitations written into the modern laws, it has a vastly extensive
application. 23 Whether the Court will yet carry its interpretation of the
statute to the fullest extent possible is, of course, not now knowable.
Peonage Notwithstanding its early acknowledgment in the SlaughterHouse Cases
that peonage was comprehended within the slavery and involuntary servitude
proscribed by the Thirteenth Amendment,
24 the
Court has had frequent occasion to determine whether state legislation or the
conduct of individuals has contributed to reestablishment of that prohibited
status. Defined as a condition of enforced servitude by which the servitor is
compelled to labor against his will in liquidation of some debt or
obligation, either real or pretended, peonage was found to have been unconstitutionally
sanctioned by an Alabama statute, directed at defaulting sharecroppers, which
imposed a criminal liability and subjected to imprisonment farm workers or
tenants who abandoned their employment, breached their contracts, and
exercised their legal right to enter into employment of a similar nature with
another person.
The
clear purpose of such a statute was declared to be the coercion of payment,
by means of criminal proceedings, of a purely civil liability arising from
breach of contract. 25 Several years later, in Bailey v. Alabama, 26 the
Court voided another Alabama statute which made the refusal without just
cause to perform the labor called for in a written contract of employment, or
to refund the money or pay for the property advanced there under, prima facie
evidence of an intent to defraud, and punishable as a criminal offense, and
which was enforced subject to a local rule of evidence which prevented the
accused, for the purpose of rebutting the statutory
Louis Charles Hamilton,
II v Donald John Trump Sr. 45th President 116
presumption,
from testifying as to his ‘‘uncommunicated motives, purpose, or intention.’’
Inasmuch
as a state ‘‘may not compel one man to labor for another in payment of a debt
by punishing him as a criminal if he does not perform the service or pay the
debt,’’ the Court refused to permit it ‘‘to accomplish the same result
[indirectly] by creating a statutory presumption which, upon proof of no
other fact, exposes him to conviction.’’ 27 In 1914, in United States v.
Reynolds,
28 a
third Alabama enactment was condemned as conducive to peonage through the
permission it accorded to persons, fined upon conviction for a misdemeanor,
to confess judgment with a surety in the amount of the fine and costs, and
then to agree with said surety, in consideration of the latter’s payment of
the confessed judgment, to reimburse him by working for him upon terms
approved by the court, which, the Court pointed out, might prove more onerous
than if the convict had been sentenced to imprisonment at hard labor in the
first place.
Fulfillment
of such a contract with the surety was viewed as being virtually coerced by
the constant fear it induced of rearrest, a new prosecution, and a new fine
for breach of contract, which new penalty the convicted person might
undertake to liquidate in a similar manner attended by similar consequences.
Bailey v. Alabama was followed in Taylor v. Georgia 29 and Pollock v.
Williams, 30 in which statutes of Georgia and Florida, not materially
different from that voided in the Bailey case, were found to be
unconstitutional. Although the Georgia statute prohibited the defendant from
testifying under oath, it did not prevent him from entering an unsworn denial
both of the contract and of the receipt of any cash advancement thereunder, a
factor which, the Court emphasized, was no more controlling than the
customary rule of evidence in Bailey.
In the Florida case, notwithstanding the
fact that the defendant pleaded guilty and accordingly obviated the necessity
of applying the prima facie presumption provision, the Court reached an
identical result, chiefly on the ground that the presumption provision,
despite its non-application, ‘‘had a coercive effect in producing the plea of
guilty.’’ Pursuant to its section 2 enforcement powers, Congress enacted a
statute by which it abolished peonage and prohibited anyone from holding,
arresting, or returning, or causing or aiding in the arresting or returning,
of a person to peonage. 31 The Court looked to the meaning of the Thirteenth
Amendment in interpreting two enforcement statutes, one prohibiting
conspiracy to interfere with exercise or enjoyment of constitutional rights,
32 the other prohibiting the holding of a person in a condition of
involuntary servitude.
33 For
purposes of prosecution under these authorities, the Court held, ‘‘the term
‘involuntary servitude’ necessarily means a condition of servitude in which
the victim is forced to work for the defendant by the use or threat of
physical restraint or physical injury, or by the
Louis Charles
Hamilton, II v Donald John Trump Sr. 45th President 117
Use or threat of coercion through law or the legal
process.’’ 34 Situations in Which the
Amendment Is
Inapplicable The Thirteenth Amendment has been held inapplicable in a wide
range of situations.
Thus,
under a rubric of ‘‘services which have from time immemorial been treated as
exceptional,’’ the Court held that contracts of seamen, involving to a
certain extent the surrender of personal liberty, may be enforced without
regard to the Amendment. 35 Similarly, enforcement of those duties which
individuals owe the government, such as service in the military and on juries,
is not covered.
36 A state law requiring every able-bodied
man within its jurisdiction to labor for a reasonable time on public roads
near his residence without direct compensation was sustained. 37 A Thirteenth
Amendment challenge to conscription for military service was summarily
rejected. 38 A state law making it a misdemeanor for a lessor, or his agent
or janitor, intentionally to fail to furnish such water, heat, light,
elevator, telephone, or other services as may be required by the terms of the
lease and necessary to the proper and customary use of the building was held
not to create an involuntary servitude.
39 A
federal statute making it unlawful to coerce, compel, or constrain a
communications licensee to employ persons in excess of the number of the
employees needed to conduct his business was held not to implicate the
Amendment. 40 Injunctions and cease and desist orders in labor disputes
requiring return to work do not violate the Amendment. 41
10 United States v. Rhodes, 27 F. Cas. 785 (No.
16,151) (C.C. Ky. 1866) (Justice Swayne on circuit): United States v.
Cruikshank, 25 F. Cas. 707 (No. 14,897) (C.C. La. 1874) (Justice Bradley on
circuit), aff’d on other grounds, 92 U.S. 542 (1876); United States v.
Harris, 106 U.S. 629, 640 (1883); Blyew v. United States, 80 U.S. 581, 601
(1871) (dissenting opinion, majority not addressing the issue).
11 109 U.S. 3 (1883).
12 203 U.S. 1 (1906). See also Plessy v. Ferguson,
163 U.S. 537, 542–43 (1896); Corrigan v. Buckley, 271 U.S. 323, 331 (1926);
Hurd v. Hodge, 334 U.S. 24, 31 (1948).
13 Ch. 114, 18 Stat. 335.
14 Civil Rights Cases, 109 U.S. 3, 20 (1883).
15 Ch. 31, 14
Stat. 27 (1886), now 42 U.S.C. §§ 1981–82.
16 Civil Rights Cases, 109 U.S. 3, 22 (1883).
17 109 U.S. at 24.
18 203 U.S. 1 (1906), overruled by Jones v. Alfred H.
Mayer Co., 392 U.S. 409, 441 n.78 (1968).
Louis Charles
Hamilton, II v Donald John Trump Sr. 45th President 118
19 Ch. 31, 14 Stat. 27 (1866). The portion at issue
is now 42 U.S.C. § 1982.
20 Jones v.
Alfred H. Mayer Co., 392 U.S. 409, 420–37 (1968). Justices Harlan and White
dissented from the Court’s interpretation of the statute. Id. at 449. Chief
Justice Burger joined their dissent in Sullivan v. Little Hunting Park, 396
U.S. 229, 241 (1969). The 1968 Civil Rights Act forbidding discrimination in
housing on the basis of race was enacted a brief time before the Court’s
decision. Pub. L. No. 90– 284, 82 Stat. 81, 42 U.S.C. § 3601–31.
21 Jones v.
Alfred H. Mayer Co., 392 U.S. 409, 440–43 (1968). See also City of Memphis v.
Greene, 451 U.S. 100, 124–26 (1981).
22 E.g., federal prohibition of racial discrimination
in public accommodations, found lacking in constitutional basis under the
Thirteenth and Fourteenth Amendments in the Civil Rights Cases, 109 U.S. 3
(1883), was upheld as an exercise of the commerce power in Heart of Atlanta
Motel v. United States, 379 U.S. 241 (1965), and Katzenbach v. McClung, 379
U.S. 294 (1965).
23The 1968 statute on housing and the 1866 act are
compared in Jones v. Alfred H. Mayer Co., 392 U.S. 409, 413–17 (1968). The
expansiveness of the 1866 statute and of congressional power is shown by
Sullivan v. Little Hunting Park, 396 U.S. 229 (1969) (1866 law protects share
in neighborhood recreational club which ordinarily went with the lease or
ownership of house in area); Runyon v. McCrary, 427 U.S. 160 (1976)
(guarantee that all persons shall have the same right to make and enforce
contracts as is enjoyed by white persons protects the right of black children
to gain admission to private, commercially operated, nonsectarian schools); Johnson
v. Railway Express Agency, 421 U.S. 454, 459–60 (1975) (statute affords a
federal remedy against discrimination in private employment on the basis of
race); McDonald v. Santa Fe Trail Transp. Co., 427 U.S. 273, 285–96 (1976)
(statute protects against racial discrimination in private employment against
whites as well as nonwhites). See also Tillman v. Wheaton-Haven Recreation
Ass’n, 410 U.S. 431 (1973). The Court has also concluded that pursuant to its
Thirteenth Amendment powers Congress could provide remedial legislation for
African Americans deprived of their rights because of their race. Griffin v.
Breckenridge, 403 U.S. 88, 104–05 (1971). Conceivably, the reach of the 1866
law could extend to all areas in which Congress has so far legislated and to other
areas as well, justifying legislative or judicial enforcement of the
Amendment itself in such areas as school segregation.
24 83 U.S. (16 Wall.) 36 (1873).
25Peonage Cases, 123 F. 671 (M.D. Ala. 1903).
26 219 U.S. 219 (1911). Justice Holmes, joined by
Justice Lurton, dissented on the ground that a State was not forbidden by
this Amendment from punishing a breach of contract as a crime. ‘‘Compulsory
work for no private master in a jail is not peonage.’’ Id. at 247.
27 219 U.S. at 244.
28 235 U.S. 133 (1914).
29 315 U.S. 25 (1942).
30 322 U.S. 4 (1944). Justice Reed, with Chief
Justice Stone concurring, contended in a dissenting opinion that a State is
not prohibited by the Thirteenth Amendment from ‘‘punishing the fraudulent
procurement of an advance in wages.’’ Id. at 27.
31 Ch. 187, §
1, 14 Stat. 546, now in 42 U.S.C. § 1994 and 18 U.S.C. § 1581. Upheld in
Clyatt v. United States, 197 U.S. 207 (1905); and see United States v.
Gaskin, 320 U.S. 527 (1944). See also 18 U.S.C. § 1584, which is a merger of
3 Stat. 452 (1818), and 18 Stat. 251 (1874), dealing with involuntary
servitude. Cf. United States v. Shackney, 333 F.2d 475, 481–83 (2d Cir.
1964).
32 18 U.S.C. § 241.
Louis Charles
Hamilton, II v Donald John Trump Sr. 45th President 119
33 18 U.S.C. § 1584.
34 United States v. Kozminski, 487 U.S. 931 (1988).
Compulsion of servitude through ‘‘psychological coercion,’’ the Court ruled,
is not prohibited by these statutes.
35 Robertson v. Baldwin, 165 U.S. 275, 282 (1897).
36 Butler v. Perry, 240 U.S. 328, 333 (1916).
37 Butler v.
Perry, 240 U.S. 328 (1916).
38Selective
Draft Law Cases, 245 U.S. 366 (1918). The Court’s analysis, in full, of the
Thirteenth Amendment issue raised by a compulsory military draft was the
following: ‘‘As we are unable to conceive upon what theory the exaction by
government from the citizen of the performance of his supreme and noble duty
of contributing to the defense of the rights and honor of the nation, as the
result of a war declared by the great representative body of the people, can
be said to be the imposition of involuntary servitude in violation of the
prohibitions of the Thirteenth Amendment, we are constrained to the
conclusion that the contention to that effect is refuted by its mere
statement.’’ Id. at 390.
While the Supreme Court has never squarely held that
conscription need not be premised on a declaration of war, indications are
that the power is not constrained by the need for a formal declaration of war
by ‘‘the great representative body of the people.’’ During the Vietnam War
(an undeclared war) the Court, upholding a conviction for burning a draft
card, declared that the power to classify and conscript manpower for military
service was ‘‘beyond question.’’ United States v. O’Brien, 391 U.S. 367, 377
(1968). See also United States v. Holmes, 387 F.2d 781, 784 (7th Cir. 1968)
(‘‘the power of Congress to raise armies and to take effective measures to
preserve their efficiency, is not limited by either the Thirteenth Amendment
or the absence of a military emergency’’), cert. denied 391 U.S. 956.
39Marcus Brown Co. v. Feldman, 265 U.S. 170, 199
(1921).
40 United States v. Petrillo, 332 U.S. 1, 12–13
(1947).
41 UAW v. WERB, 336 U.S. 245 (1949).
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Friday, February 3, 2017
United States Court of Appeals "Fifth Circuit" U.S. Case No. 17-40068 "Louis Charles Hamilton II" Appellant v. Donald John Trump, Sr, 45th President Appellate (Now) appearance Before the Appeal Court”, Property of the United States of America, Slave Negro U.S Federal Judge George Carol Hanks, Jr.
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